SIE Exam Prep 2023 and 2024 - 3 Full-Length Practice Tests, Secrets Study Guide

Book overview

Mometrix Test Preparation's SIE Exam Prep 2024 and 2025 - Secrets Study Guide Book is the ideal prep solution for anyone who wants to pass their FINRA Securities Industry Essentials Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes:

Practice test questions with detailed answer explanations

Tips and strategies to help you get your best test performance

A complete review of all SIE test sections

Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners.

The Mometrix guide is filled with the critical information you will need in order to do well on your SIE exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam.

The Knowledge of Capital Markets section covers:

Regulatory Entities, Agencies, and Market Participants

Market Structure

Economic Factors

Offerings

The Understanding Products and Their Risks section covers:

Products

Investment Risks

The Understanding Trading, Customer Accounts, and Prohibited Activities section covers:

Trading, Settlement, and Corporate Actions

Customer Accounts and Compliance Considerations

Prohibited Activities

The Overview of the Regulatory Framework section covers:

SRO Regulatory Requirements for Associated Persons

Employee Conduct and Reportable Events

...and much more!

Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix SIE study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of SIE practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear.